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Notes on Chinese grammar and ontology: the endurant/perdurant dichotomy and Mandarin D-M compounds
Lingua Sinica volume 1, Article number: 1 (2015)
Y. R. Chao’s (1955) ‘Notes on Chinese Grammar and Logic’ illustrated how logical relations are encoded in Chinese Grammar and his Chinese grammar (Chao 1968) introduced the grammatical category of Measure (M) in Determiner-Measure (D-M) Compounds. Subsequent studies of Chinese typically adopt the general linguistic term of classifier (Aikenvald 2003) and either refer to Chao’s M as a classifier (e.g. Li and Thompson 1981) or assume that it can be further subdivided into two categories: classifiers and measure words (Tai 1994). Many later studies tried to account for the classifiers/measure words contrast via semantic or syntactic tests without reaching a definite conclusion. This paper adopts and merges two lines of Chao’s research to show that the ontological concept of endurant vs. perdurant is elegantly instantiated in Chinese grammar, and by the category of M in particular. By doing so I hope to follow Y. R. Chao’s (1955) giant leap in studying logical relations in Chinese and to take the further step of exploring the significance of the Chinese language for ontological studies, including issues such as whether Quality should be ontologically dependent on entities or instead subsumed by them.
This paper is not concerned with Chinese logic as a part of technical Chinese philosophy, but rather, with the ways in which some elementary logical notions find expression in the Chinese language.
-Y.R. Chao 1955, First sentence of ‘Notes on Chinese Grammar and Logic’
In the way of Chao’s (1955) seminal paper on Chinese logical relations, this paper focuses on how two foundational ontological notions find expression in the Chinese language. Ontology in its modern form is the study of how knowledge is organized and represented in knowledge systems (Prévot et al. 2010). As such, recent studies on ontology have focused mostly on digital knowledge representation systems, especially web-based systems. Such studies, however, also involves the knowledge systems of human language and hence lead to crucial research issues in the interface between ontology and natural language lexicon and in how languages conventionalize knowledge representation systems (OntoLex, Huang et al. 2010a).
One important issue in ontology and OntoLex in particular is whether the ontological conceptual primes are also linguistically expressed. The focus of this study will be on one of the most fundamental concepts for the knowledge classification: the endurant/perdurant dichotomy for classification of entities. This concept dichotomizes entities according to whether they are dependent on time or not. To paraphrase the position taken in DOLCE ontology (Descriptive Ontology for Linguistic and Cognitive Engineering, Gangemi et al. 2010), an endurant, is (the concept of) an entity that has spatial components but does not depend on a specific time of occurrence. In other words, it can exist at any point in time and perceived to be identical at different temporal locations. A perdurant is (the concept of) an entity which has a time element crucially associated with its meaning. In other words, to define (the concept of) a perdurant, we need to take into consideration the variations of its instantiation at different time points. Rigid designators such as people and objects are the most typical endurants. For instance, Y. R. Chao in 1955 and in 1968 is the same entity in spite of physical changes. Processes and activities are the most typical perdurants. A perdurant, such as the process of writing, exists as the sum of different stages at different times. At any snapshot of time, it is possible to find instantiations of different aspects of the same process of writing.
As Chinese is a language that has been shown to explicitly encode ontology with its radical-based writing system (Chou and Huang 2010, Huang et al. 2013b), it is natural for us to ask whether the endurant/perdurant dichotomy is also represented in Chinese. To answer this question, the classifier system, which marks linguistic classifications of objects, should be the first system to be examined. In other words, we will be concerned with the issue of whether the linguistic system of classifiers have ontological basis. Classifiers are given the grammatical category of Measure (M) in Determiner-Measure Compound (D-M Compound), a grammatical category specific to Chinese introduced in Y. R. Chao’s (1968) Chinese grammar. Although we adopt Chao’s term of D-M, we follow subsequent studies (e.g. T'sou 1976, Mo et al. 1996, among others) in treating D-M as a classifier phrase. It is also important to note that Chao (1968) listed 9 different M’s, including those measuring activities in a verbal phrase. The current study focuses on noun phrase M’s that have been typically treated in Chinese linguistics as part of the linguistic system of classifiers (Aikhenvald 2003). The literature, however, does vary in how Chao’s M should be further analyzed and whether all sub-classes of M are in fact classifiers. Li and Thompson (1981) uses classifier as a covering term to include measure words; while Tai (1994) stipulate that M contains two distinct categories: classifiers and measure words, and in A Reference Grammar of Chinese (Huang and Shi 2016), the classifier category name is retained but differentiated into two distinct categories: sortal classifiers and measure words (Ahrens and Huang 2016). Many studies (e.g. Huang et al. 黃居仁等 1997, Her and Hsieh 2010) have tried to account for the classifiers/measure words contrast via semantic or syntactic tests without reaching a definite conclusion. Wiebusch (1995), in fact, studied the classification of Chinese classifiers in relation to the radical systems, underlining the conceptual basis of the linguistic representation of classification in Chinese.
The linguistic expression of the classifier system of Mandarin Chinese has two characteristics that make it a valued primary source for ontological studies. First, it is unique among classifier languages in the world to have classifiers for events and kinds in addition to individual objects (e.g. Huang and Ahrens 2003, Huang et al. 黃居仁等 1997). This broad conceptual coverage provides a comprehensive coverage for ontological studies. Second, it has been shown in cognitive studies that the use of classifiers is semantically motivated (e.g. Ahrens 1994) and that there is neurological evidence for speakers to use classifiers to predict the semantic classes of nouns (e.g. Chou et al. 2014, Wang and Zhang 2014). Lastly, Huang et al. (1998) demonstrated that a Chinese noun class system could be automatically extracted based on the collocation of noun and classifiers. In sum, Chinese classifier system has both the conceptual robustness and the corresponding linguistic expressions needed to provide direct evidence of study of a shared knowledge representation. This paper adopts and merges two lines of Chao’s research to show that the ontological concept of endurant vs. perdurant is elegantly instantiated in Chinese grammar, and by the category of M in particular.
In what follows, I will first introduce ontology as an emergent discipline studying how human knowledge system is represented, as well as illustrate the fundamental dichotomy of endurant/perdurant. This is followed by a brief introduction of recent studies in ontology with Chinese as a target language. I will then recapture the linguistic generalizations of Mandarin Chinese D-M compounds. This is followed by evidence and argumentation showing that D-M compounds is a linguistic system which expresses the endurant/perdurant dichotomy. The paper concludes with a summary of the results as well as their implications for the ontological studies of linguistic systems.
Ontology as knowledge system and the endurant/perdurant dichotomy
Ontology and knowledge system
Ontology studies the system for knowledge representation in terms of basic concepts and how these concepts are organized in terms of relations, especially in the context of computational representation (Gruber 1995). With the web becoming the primary source for information, which causes both the supply of information and desire for that information to increase exponentially, the need to directly process the semantics of web-based content has become urgent (i.e. the semantic turn of the world wide web). Ontology is the proposed solution to allow computers to process the semantic content of a web page by explicitly stipulating the knowledge representation system of that web site (Berners-Lee et al. 2001). Given that each web-site may present different knowledge systems (hence different ontologies), the construction of a common upper ontology for all ontological systems then become a foundational task in the study of ontology (e.g. SUMO, Niles and Pease 2001, DOLCE, Gangemi et al. 2003, and BFO, Smith and Grenon 2004). And since human beings access information and represent knowledge with different languages, the interface between lexica as knowledge representation systems for languages and ontology (Huang et al. 2010a), as well as among web content, is represented in different languages (Builtelaar and Cimiano 2014). The interface between different domains and among different languages is among the most challenging issues linking studies on language and ontology (Bond et al. 2014).
The endurant/perdurant dichotomy as the primary bifurcation of entities
One of the most fundamental issues in knowledge representation and in providing theoretical foundation for the construction of an ontology is the first binary bifurcation for entities (i.e. beings that exist, and not limited to referential objects). This is a seemingly simple decision that will dictate the fundamental design of the knowledge system, that is, the underlying conceptual or informational criteria for creating different branches in the knowledge system. Hence, before committing to any structure, builders of upper ontology (the shared upper parts of ontologies systems) often engage in extensive discussion in philosophical, logical, linguistic, and cognitive theories before making commitment to this bifurcation (e.g. Guarino 1998, and Guarino and Welty 2002 for DOLCE, Niles and Pease 2001 for SUMO, and Grenon and Smith 2004 for Basis Formal Ontology (BFO)). Interestingly, many upper ontologies adopt the endurant/perdurant dichotomy for this primary classification, although in somewhat different ways. This fundamental classification of entities roughly corresponds to what is called continuant and occurrent in philosophy (Gangemi et al. 2003, Grenon and Smith 2004). To put it somewhat simplistically, an endurant is an entity which is fully present at any time; while a perdurant is an entity which may have only parts of it present at any specific time, i.e. its presence as captured by ‘snapshots’ at different time may vary, and its existence is defined by sum of these ‘snapshots’. Hence the implication is that it is NOT the shape or other perceivable physical properties, but rather the entity’s continuity of existence in time that plays a central role in the classification of entities in our knowledge systems. Different upper ontologies, however, do implement this bifurcation differently. BFO, for instance, has a straightforward bifurcation of continuant vs. occurrent, and allows quality and other properties to be subsumed under either type of entities (Grenon and Smith 2004, Smith and Grenon 2004)a. DOLCE, on the other hand, apply the endurant/perdurant dichotomy to entities only (Gangemi et al. 2003), and treats Quality as a separate ontological categoryb. The expression of endurant/perdurant dichotomy can be illustrated by the DOLCE upper ontology (adapted from Gangemi et al. 2003, Gangemi et al. 2010) and given Figure 1 below. A different representation is BFO’s basic bifurcation of continuant/occurrent, as illustrated Figure 2 (adapted from Smith 2012).
Figures 1 and 2 present two alternatives to incorporate the endurant/perdurant dichotomy in ontology. BFO’s view is that these are simply two views to represent our knowledge. If we take a three-dimensional view focused on the continuant, we could describe the independent (i.e. referential) part of the continuant as well as the dependent part of the continuant (i.e. the disposition and quality of the continuant). DOLCE, on the other hand, restrict the endurant/perdurant classification for entities only, and identifies quality as a separate unique beginning in ontology. Anticipating that the classifier system will involve quality of the entity, we can also compare these two views to see which is better suited to describe this linguistic system.
Given the prominent role of the time and variation driven endurant vs. perdurant dichotomy in ontology, it will be interesting to find out if it is expressed in linguistic systems and how. Intuitively, by the definition of endurant/perdurant and the DOLCE ontology example, we can see that noun is a part of speech (PoS) which is typically adopted for endurants; while verbs are typical PoS’s adopted for perdurants. However, the similarity stops at broad conceptual motivation as most linguistic systems are far more complex. The link is fairly straightforward for proper nouns as rigid designators, as their references do not change over time. Similarly, the meaning of common nouns, such as ‘book’ or ‘soldier’, cannot be fully interpreted unless we assume the presence of the whole entity at any time where the existence of that entity is confirmed. ‘A book with it cover missing’ or ‘a soldier who lost an arm during World War II’ can be understood and the entities can be recognized as ‘the same’ as before the loss of their parts because the conceptual whole may be invoked at any time. Verbs, on the other hand, refer to a process that is carried out in a dynamic way over time. With enough temporal granularity, one can see that the presence of an event entity must vary from one time point to the other. ‘To run, running,’ for example, can be envisioned as a series of snapshots where a foot is on or off the ground, or on an upward or downward trajectory. It is even more obvious for complex events such as accomplishment and achievement that at any given time, only part of the full event as entity is present. In other words, the endurant/perdurant dichotomy seems to provide conceptual motivation behind the nominal/verbal dichotomy adopted in linguistic systems.
It is well known, however, that the intuitive nominal/verbal distinction can be easily blurred with many categorical change devices in language as well as with atypical members of each PoS: such as event nouns, deverbal nominal, denominal verbs etc. Hence for the verby/nouny bifurcation, the endurant/perdurant dichotomy seems to be a default motivation rather than a conceptual must and is not systematically expressed. Hence, we need to look further for clear evidence of if and how a linguistic system, such as Chinese, expresses the endurant/perdurant dichotomy.
Chinese as a knowledge system: recent studies on ontology and Chinese
Ontological studies of language and lexicon (e.g. Gangemi et al. 2003, 2010, Pease and Fellbaum 2010) have focused on the mapping of the linguistic system built on lexical semantic relations (e.g. hypernym) to the ontological system built on logical relations (i.e. ISA relation). Although similar studies have been carried out on Chinese (e.g. Huang et al. 2010b), the fact that Chinese orthography explicitly designate radicals as semantic primitives provides a new perspective on the possible relation between language and ontology. It has also previously been demonstrated that Chinese orthography is a conventionalized knowledge representation system (Hantology, Chou and Huang 2010). In addition, Huang et al. 黃居仁等 (2013a) and Huang et al. (2013b) showed that the ontological system with radicals representing semantic primitives is driven by Aristotle’s four causes and have the generative power similar to Pustejovsky’s (1995) qualia structure. This is illustrated by Figure 3, adapted from Chou and Huang (2010).
What Figure 3 illustrates is that all the Chinese characters sharing the same radical 艸 cao ‘grass’, instantiated as the double cross components on top of each character, incorporates the conceptual primitive of ‘plant’. How this differs from a typical taxonomy has to do with the fact that the relation between the semantic primitive and derived concepts is far richer than what is usually found in a typical IS-A relation. For characters with the radical 艸 cao ‘grass’, the conceptual relations include IS-A, IS_Part_Of, Telic, and Event_descriptive. This maps well to Aristotle’s four causes (material, physical, agentive, and telic) as well as Pustejovsky’s (1995) qualia structure. Huang et al. (2013) takes this argument one step further when they point out that the Chinese orthography is indeed a knowledge system organized by radicals which each represent a conceptual primitive but are organized according to eventive relations similar to the Four Causes or the four qualia. Huang et al. (2013b) showed that in fact this analysis can be extended to all radicals in Chinese and that Chinese orthography is indeed a conventionalized knowledge representation system. This ontological interpretation of the Chinese orthography laid a foundation for accounts of its conceptual robustness and representational versatility as the shared writing system through historical changes (Chou and Huang 周亞民, 黃居仁 2006) and for typologically divergent languages (Huang and Chou 2015).
Classifiers as an ontological system
The Chinese classifier system
M in a D-M compound (including sortal classifiers and measure words) individuates the entity represented by NP to allow it to be quantified. It does so by selecting some properties of that entity as the basis for units of individuation and enumeration Aikhenvald (2003).
In what follows, I investigate the conceptual basis of the properties selected by M in order to attempt to differentiate the type of properties selected by different sub-types of M’s in light of the endurant/perdurant dichotomy. In particular, I look at whether M selects a time-invariant (endurant) or time-variant (perdurant) property of that entity. The current study adopts the sub-categories of classifiers (M) given in Ahrens and Huang (2016), which largely follow Chao’s (1968) grammar with updates to reflect later studies on Chinese grammar and classifiers. As seen in Figure 4, classifiers (M’s) are divided into two major categories based on their linguistic behaviors: sortal classifiers and measure words. Intuitively, sortal classifiers select the semantic class of their head nouns, while measure words do not have strict selectional preferences. Sortal classifiers consist of three sub-categories: individual classifiers, event classifiers and kind classifiers. Measure words also consist of three categories: container measure words, standard measure words, and temporary measure words.
Note that even though I use constructed examples for clear explication, they are constructed to be representational of generalizations attested and extracted from the 5 million word version of Sinica Corpus (Chen et al. 1996) and accounted for in Huang et al. 黃居仁等 (1997). It also important to note individual variation is a hallmark of human languages (Fillmore et al. 1979). Hence it is expected that some speakers may have differences in interpreting or usage of some of the examples presented. It is important to ensure that such variations are not in conflict with the basic expression of the ontological bifurcation. In addition, the aim of this paper is not to describe all linguistic variations, but to capture the systemicity of the expression of the ontological notions, as well as the robustness of the conceptual motivation of the linguistic system.
Sortal classifiers denote endurant properties
First, as the most typical sortal classifier, individual classifiers typically select common nouns, which of course are endurant entities. However, the property the classifier selects depends on the meaning referred to. For instance, 張 zhang as an individual classifier has multiple senses, and two of the most frequent senses are exemplified by 一張紙 yi zhang zhi ‘a piece of paper’, and 一張椅子 yi zhang yizi ‘a chair’. 張zhang in 一張紙 yi zhang zhi ‘a piece of paper’ represent the sheet-like property of paper, which is an endurant property of paper (or any other common noun selected by 張 zhang). If this type of common noun exists in this form, it cannot lose this property. Similarly for 一張椅子 yi zhang yizi ‘a chair’, the classifier 張 zhang selects the endurant property of a flat surface where people can put their body on (e.g. beds and chairs). Note that this is a telic property defined by the designed purpose, instead of direct description of physical properties of an object. The fact that the properties denoted by these individual classifiers are time-invariant can be shown in real world situations where that property seems to be challenged, as in 1a-b below.
one piece of tattered paper
that chair with a missing leg
1a-b show that the property denoted by individual classifiers endures at all time as long as that entity exists, regardless of the actual physical state of the entity. In 1a, as long as an entity’s existence as paper is confirmed, its linguistic expression with the 張 zhang classifier is not affected by how tattered and un-sheet-like it is at a certain specific time. Similar for the furniture with flat surface 張 zhang in 1b, as long as the existence of the entity is confirmed, the classifier can be used to express that enduring property regardless of whether the object is capable of serving its furniture function at the specific time.
The individual classifier that is most difficult to analyze is perhaps the generic classifiers 個 ge, as the property it selects is famously difficult to capture precisely. We could in general describe the property as ‘individualizable’. I.e. 個 ge typically selects common nouns that can be selected by one of the individual classifiers. In this sense, the classifier denotes a generic endurant property that is the common property shared by the set of all endurant properties denoted by each individual classifier.
The second type of sortal classifier is what is called the kind classifier (Huang et al. 黃居仁等 1997, Ahrens and Huang 2016). However, the term ‘type classifier’ is probably an even more appropriate name as they differ from individual classifiers by selecting types instead of tokens (i.e. individuals). They coerce type reading from the common noun. That is, a kind/type classifier denotes a property to select a sub-set of the referents of the common noun instead of individuals that share that property. For instance, in 2, the kind/type classifier 款 kuan selects among all sweaters three particular styles (e.g. by design or by brand).
These three styles of sweater are very fashionable this winter.
Similarly 樣 yang ‘type (CL)’ in 3 states that the subject bought three types of objects, without committing to the number tokens of each typec.
S/he bought three different kinds of stuff.
As mentioned, 款 kuan refers to properties of members of a type sharing the same style, such as referring to iPhone 6.1. as 這款手機 zhe kuan shouji ‘this model cell-phone’. Similar to individual classifiers, the type selected share properties that are invariant through time. That is, the existence of the type denoted is continuant over different time. Last, but not the least, similar to the generic individual classifier 個 ge, the generic kind classifier 種 zhong selects a under-specified type that can be identified in context. In this usage, 種 zhong is the most generic of all classifiers as it select virtually all common nouns. This is because there are fewer semantic constraints on which entities can be referred to as types (that which can be referred to as individuals).
It is important to note that the use of kind/type classifier must denote time-invariant enduring properties. For instance, it would be appropriate to use 這一款手機 zhe yi kuan shouji ‘this model cell-phone’ to refer to iPhone 6, Samsung, android cell phones, etc. However, it would not be appropriate to use it to denote the sub-set of cell-phones that are bundled with a service contract. Being bundled with a service contract will change over time and is not an enduring property that is independent of time.
For example, even though any product can be sold with a discount (or mark-up) at a price different from its published price, it is simply infelicitous to use that situation dependent price to refer to that particular type of product. Hence, given attested ‘snapshot’ at a specific time of 4a, it is still appropriate to refer to that kind of cell phone as 4b, as this linguistic expression refers to a distinct model of cellphone with a published price of 2,500 dollars. It can only be referred to as 這一款三千元手機 zhe yi kuan sanqian yuan shouji ‘the 3,000 dollar model cellphone’. In other words, the kind classifier clearly selects only time-invariant properties and is incompatible with properties whose instantiation is only true for some specific time and situationd.
This 3,000 dollar model cellphone was sold for only 2,500 dollars.
this 2,500 dollar model cellphone
Last, but not the least, please also note that even though D-M compounds with kind classifiers can receive kind readings, (e.g. such as in ‘Dogs are bigger than cats.’), they should be treated simply as a semantic alternation of the construction, rather than as the meaning of the classifier.
Lastly, the event classifier selects event nouns, which are names used to refer to events as entities (similar to Chierchia’s account of English gerunds). In gerund usage of ‘Swimming is fun’, Chierchia (1984) argued that ‘swimming’ refers to the event in whole as an entity that can be assigned some constant property, instead of the typical process with time-variant aspects of instantiations. As such they select entities that are continuant through time. Huang and Ahrens (2003) argued that in Chinese, such usage is further supported by the existence of event classifiers. An event classifier can either select event nouns (such as 會議 huiyi ‘meeting’ or 比賽 bisai ‘race, competition’) which directly encode events as entities or coerces referential eventive meanings from common nouns. For instance 三場電影 san chang dianying ‘three (scheduled) showings of the movie’ and 兩班公車 liang ban gongche ‘two scheduled running of public bus’. These two classifiers, 場 chang, and 班 ban, select event nouns which are names of events that occur according to a schedule. 班 ban selects public transportation while 場 chang selects drama-like events (i.e. events which progress according to a script). These classifiers select event individuals, and allow them to be enumerated. In other words, once an event noun co-occurs with an event classifier, it loses its meaning of referring to the events themselves as occurrants. It now refers to the more abstract concept of the existence of each event as an individual. These individual entities, unlike the actual (non-) occurrence of the event, are not bound to any temporal point, such as in 5.
a. 10:49 那班火車, 11:23 才到。
10:49__na__ban__huoche, 11:23 cai__dao
10:49__that__CL__train, 11:23 just__arrive
The 10:49 train has just arrived at 11:23.
san__chang__dianying, liang__chang__manzuo, yi__chang__quxiao
three__CL__movie, two__CL__full, one__CL__cancel
Of the three showings of this film, two were full and one got cancelled.
In the two example sentences in 5, I show that event classifier coerce the reading of event as individuals and hence free from specific temporal reference and eventive instantiation. Hence a 10:49 train for a particular day/morning is always a 10:49 train, regardless of when it arrives, even if it gets cancelled. Similar, each scheduled showing of a film is treated the same, regardless of how many people see the film or even whether it was actually shown or not. Since event classifiers refer to the time-invariant aspect of an event, the endurant/perdurant contrast can be teased apart, as illustrated by 6.
10:49 那班飛機, 11:23 才起飛。
10:49__na__ban__feiji, 11:23 cai__qifei
10:49__that__CL__airplane, 11:23 just__take-off
The 10:49 flight did not take off until 11:23
a. 請問10:49 那班飛機, 什麼時候抵達?
Can you tell me when will the 10:49 flight arrive?
b. 請問11:23 那班飛機, 什麼時候抵達。
Can you tell me when will the 11:23 flight arrive?
Given an attested flight delay in 6, even with the knowledge of the actual time of taking off, 6b will be an inappropriate query for the arrival time of the flight. 6a instead is the appropriate query sentence. This is because the event classifier 班 ban, similar to individual classifiers, selects a time-invariant property shared by this type of events. The property 班 ban selects is ‘having the same scheduled time’. For any scheduled event, the scheduled time is an enduring property that will not be affected by the actual event time. In this particular example, the property of having a specific scheduled departure time of a flight will not change regardless of whether the flight is on time, delayed, early, or cancelled on a specific date. The actual departure time of a flight, however, is associated with a specific event instantiation and is not an enduring property of that flight, and cannot be used to identify that particular type of event. 6b can only be an appropriate query if there is a flight scheduled for 11:23.
The generalization that event classifiers select endurant eventive properties in fact can supplement the coercion account of event classifiers turning concrete object entities to event entities given in Huang and Ahrens (2003). For example, in 7a-b, as well as 6, the original meaning of the head nouns refers to the entities of the telephone set and the rain water respectively.
a. 兩通 (未接) 電話
two (unanswered) calls
quite a few rain showers
Huang and Ahrens (2003) argued that the event readings are coerced by the classifier but did not explicate how the coercion happened. Based on the generalization observed so far, a sortal classifier serves as a linguistic device to express a defining property of a type of time-invariant entities. To serve this function to conceptualize events as endurant entities, the most likely properties that an event classifier can pick up are properties of event structures. For instance, the classifier 通 tong has the original verbal meaning of ‘connecting, going through’. As an event classifier, it picks up the property of individuating a single successful connection as the starting point to define a calling event as an endurant. This can be shared by all telecommunication events and indeed 通 tong is an event classifier for other telecommunication events including 電報 dianbao ‘telegraph’ or even the newly introduced 短訊 duanxun ‘short message, SMS’. Similarly 陣 zhen’s original meaning refers to an episode of a meteorological events. As an event classifier, it picks up the holistic feature of that episode from onset to ending as well as the shared feature of a non-volitional ‘happening’. Intuitively, we could view the function of event classifiers as expressing the ‘shapes of event structure’, as described by Huang et al. (2000).
To sum up, our discussion showed that event classifier selects a time-invariant property. I also showed that by assuming a sortal classifier must express an ‘enduring’ property shared by the entity type, I can predict that event classifiers must refer to ‘shapes of event structures’ and furthermore, it is this expression of shapes of event structures that allows event classifiers to coerce event entity reading from nouns denoting concrete entities.
Measure words denote perdurant properties
Standard measure words
Measure words also have three sub-classes. The proto-typical measure word is a standard measure word, such as 公斤 gongjin ‘kilogram’ in 三公斤肉 san gongjin rou ‘three kilograms of meat’, which are part of the standard measurement system. The standard measurement system is a property introduced independent of the entity. It is not a property that is inherent to the entity and independent of time. Instead, it refers to perdurant information, as the measurement is only true at a particular point in time of that particular instantiation of the entity and may vary in time.
One kilogram of meat only weighs less than 600 grams after being cooked.
Example 8 shows that the same entity can take different measurements or measure words at different times. The fact that standard measure words stand for time-variant properties can also be illustrated by the fact that an entity can take as many standard measure words as long as the situation context allows it to be measured by the standard.
It is important to note, however, although the property denoted by a standard measure is inherently perdurant (i.e. time-dependent and not linked to any specific independent entity), other linguistic devices can be used to coerce an endurant-continuant reading of a noun modified by a standard measure.
This (piece) of one kilogram meat was made into three dishes.
In 9, the weight of the meat is used to establish the identity of the entity (rather than providing measurement). Hence it is considered to be an enduring property and used to refer to the same entity even though, as we know, the weight of the meat after being cooked has already changed. This interpretation is consistent with the BFO view that the same entity can be described either in terms of SNAP or SPAN ontology to focus on different properties. It is also important to note that the perdurant reading in 8 allows DE-insertion, while the endurant/continuant reading in 9 in is resistant to DE-insertion. This issue will be explicated in section 3.4.
Container measure words
The same can be said of the container measure words as the second type of measure words. Container measure words, such as 包 bao ‘package’, 箱 xiang ‘case’, etc. can in principle measure any entity as long as the real world context allows that entity to be put inside that particular container. In other words, a container measure word denotes a time-variant state where the entity is (envisioned to be) contained inside the type of container specified. The interpretation of the following D-M compounds are situation and context dependent: 三包糖 san bao tang ‘three packs of sugar’, 三箱糖 san xiang tang ‘three cartons of sugar’, 三包筆 san bao bi ‘three packs of pens’, 三箱筆 san xiang bi ‘three cartons of pens’. There is no way to ascertain the actual quantity of objects in each container without explicit knowledge of the particular situations. Like standard measure words, container measure words’ perdurant property is shown by its high versatility in measuring and denoting properties of all types of entities. In addition, the interpretation of the property (both of volume and ways contained) of each container is also dependent on the container or the (partially conventionalized) way of packaging involved in defining the container. Again, the note on the possibility of borrowing SPAN ontology concept for description a SNAP ontology, discussed in the last section on measure words, also applies here. In other words, when required by real world context, the language does allow a speaker to select a perdurant property described by a container classifier to treat it as an endurant.
Temporary measure words
Lastly, temporary measure words are often called ‘pseudo-classifiers’ they typically only take the numeral 一 yi ‘one’ (Chao 1968). There are two sub-types of temporary measure words. The first is derived from a familiar cognate concrete common noun (with body parts being some the more prominent ones), as in (10).
a. 一/滿身 (的) 灰
a body-ful of dust
b. 一/滿屋子 (的) 灰
a roomful of dust
10 describes a result state where the existence of certain entity is prevalent at a certain location. Here a container metaphor is invoked to describe the result state, with the filled-in location being used as the temporary measure word. The situation describe occurs at a specific time-location and is not enduring for either the entity or the measure word. When used as an object, it refers to the extent of a result state, as in 11, again underlining the perdurant property.
The car splattered water all over him/her.
Another sub-type of temporary measure words involve denoting the prevalence of certain mental activities, as in 12:
This represents my gratitude/heart-felt appreciation.
S/He has so many unanswered question on his/her mind.
In 12, the temporary measure word denotes the extent of mental state. This is again a time-specific occurrent and thus, a perdurant property.
Linguistic expression of ontological notions
The correlation between DE-insertion and perdurant properties
Interestingly, the endurant/perdurant contrast observed above corresponds to the morphosyntactic behavior of DE-insertion between the D-M compound and the NP it modifies. This, in fact, leads to the common practice in the field of Chinese linguistics to use the lack of potential for DE-insertion as a litmus test for classifiers (Huang et al. 黃居仁等 1997, Her and Hsieh 2010, Ahrens and Huang 2016).
three types of cell phones
three showings of movie
a. 一/滿身 (的) 灰
a body-ful of dust
b. 三公斤 (的) 書
three kilograms of books
c. 三包 (的) 書
three packages of books
There is a clear contrast between endurant M, i.e. sortal classifiers in 13, and perdurant M. i.e. measure words in 14, which demonstrate that DE-insertion is allowed only when the M selects perdurant properties and that in general, DE-insertion does not change the meaning of perdurant D-M compounds.
When DE-insertion applies to sortal classisifers
This generalization in fact can be extended to even seeming exceptions with when DE-insertion occurs with sortal classifiers, as the examples in 15 allow perdurant readings only.
the one hundred chapter edition of Water Margin
the one hundred and twenty chapter edition of Water Margin
回 hui in 15 is in fact an event classifier for literary works, referring to both scenes in play and chapters in classical vernacular novels (which typically originated from 評書 pingshu ‘oral storytelling’). As a sortal classifier, it should not allow DE-insertion. In 15, with DE-insertion, the interpretation is, in fact, perdurant. That is, instead of the enumerating function of a typical D-M compound, 15a and 15b are used to differentiate distinct editions of Water Margin, which is known to have multiple editions containing different numbers of chapters. In other words, 水滸傳 shuihuzhuan ‘Water Margin’ here is not longer a single time-invariant entity, it is now viewed as a collection of endurant entities (i.e. each different edition of Water Margin is considered a separate entity). These entities are, however, differentiated by the situation specific property of the number of chapters they contain.
Similarly, in 16a and 16b, the examples involving internal modification of individual classifiers unexpectedly allow DE-insertion. A small set of adjectives is allowed to occur before sortal classifiers to describe the situation specific properties of the entity (paper in our examples). In such usages, the property the classifiers denote becomes time-specific and perdurant. And linguistically this is clearly marked by the allowance of DE-insertion. In addition, comparing 16c-d with 16a-b underlines the assignment of perdurant properties.
a. (一) 大張 (的) 紙
a sheet of big paper
b. (一) 小張 (的) 紙
a sheet of small paper
a sheet of big paper
a sheet of small paper
16c, d shows that it is possible to have these adjectives directly modify the common noun. However, in such usages, it follows the typical individual classifiers for not allowing DE-insertion. In other words, the direct modification of the entity does not change the endurant property of the entity. This contrast nicely illustrate that the linguistic expression of by DE-insertion in fact marks the perdurant property of the D-M compounds. In sum, seeming exceptions of sortal classifiers allowing DE-insertion are instances where the DE-insertion coerces a perdurant reading. Hence, I have showed that de–insertion is allowed in D-M construction when M selects perdurant properties of the entity it modifies. This generalization about the semantic function of DE-insertion is consistent with another observation made by Chao (1968) between 白花油 baihuayou ‘Pak Fah Yeow’ 白花的油 baihua de you ‘a(n) (essential) oil made from a white flower’, as illustrated in 17.
Pak Fah Yeow
a(n) (essential) oil made from a white flower
Example 17 shows that 白花油 baihuayou ‘Pak Fah Yeow’, a proper name for a product with time-invariant referent, does not allow DE-insertion, while 白花的油 baihua de you ‘a(n) (essential) oil made from a white flower’, which refers to time-variant referent depending on which kind of flower is used to produce the (essential) oil on each occasion, must be used with 的 de ‘DE’ inserted. Following the generalization obtained so far, we can account for this contrast observed in Chao (1968) by hypothesizing that the insertion of 的 de ‘DE’ in a compound or noun phrase requires a time-variant/perdurant interpretation of the pre-head element.
Does DE-insertion mark time-variant property?
的 de ‘DE’, as the most frequent word and character in Chinese, accounts for up to 5% of word frequency in a corpus (e.g. Chen et al. 1996), and remains one of the most challenging function words to be accounted for in Chinese. Contrary to pervasive literature in Chinese linguistics, following Zhu 朱德熙 (1961), trying to differentiate a range of different functions and meaning of 的 de ‘DE’, Huang (1987) argued that all 的 de ‘DE’ in Chinese has one single syntactic function: to mark the unit following it as syntactic head. In addition, Huang 黃居仁 (2013) suggested that such head marking functions could be treated as a construction. Based on the occurrence of DE-insertion with D-M phrases, and supported by examples involving other compounds, it seem that perhaps 的 de ‘DE’ may have a single uniform function of marking the property denoted by preceding element as time-variant and perdurant. This seems to be a plausible account given the emergent account that all relative clauses, marked by 的 de ‘DE’ before its head noun, are all restrictive (Shi 2016). It seems that the different accounts attempting to give a uniform linguistic function to 的 de ‘DE’ can in fact be unified by the conceptual motivation that 的 de ‘DE’ is a linguistic expression of the ontological notion of perdurant in Chinese. That is, the phrase before de introduces time or situation dependent property, which intersects with the endurant and/or perdurant entity represented by the head noun to establish a more restrictive meaning.
This ontological meaning is also consistent with the type-shifting formal account proposed in Huang (1987) where de introduces type-shifting and will look for a situation specific (in the temporal-locational-event continuum) variable to bind to the preceding clause, as illustrated in 18 where the most typical ‘light’ head nouns to follow de are in fact time, situation and location (adopted from Huang 黃居仁 2013). In 18a-c, for example, the element preceding 的 de ‘DE’ each denotes a specific situation, which then intersects with the ‘light’ head noun indicating a situation type that stipulates a particular time-variant situation.
when meeting is held
place(s) one has been to
A full account of the all Chinese expressions involving 的 de ‘DE’ is clearly beyond the scope of the current paper. However, based on ontological interpretations discussed in this paper, there are two possible interpretations. The first, consistent with the upper ontology design of DOLCE, is that the insertion of 的 de ‘DE’ marks the preceding element as denoting perdurant properties. The second, consistent with the treatment of continuant/occurrent contrast of BFO, is that the insertion of 的 de ‘DE’ marks the shift to a SPAN (i.e. four-dimensional spatiotemporal) ontological view, and hence underlines time-dependent properties. Either ontological account will have important implications for explanatory accounts of Chinese grammar.
I have shown in this paper that the Chinese classifier system offers robust linguistic expression of the ontological notions of endurant vs. perdurant. In particular, the dichotomy is encoded with the sortal classifier vs. measure words sub-systems of the Chinese classifiers. In addition, I have also shown that DE-insertion in D-M compounds is an explicit and reliable mark to underline time-variant properties, either marking the shift to a SPAN ontological view or to directly mark the preceding property as endurant. I have shown that DE-insertion not only applies to all D-M compounds involving measure words (which denotes perdurant properties), but also to specific sortal classifier constructions where a time-variant meaning is coerced. I have also given additional examples to show that the marking of perdurant properties/SPAN ontological view may be a semantic feature of many de-constructions in Chinese. Taking this into consideration in addition to the intuitive nouny/verby categorical dichotomy, I claim that ontological notions do find linguistic expression in Chinese, similar to what Chao (1955) found when looking for the linguistic expression of logical relations in Chinese.
In addition to potential extension of a unified conceptual account of 的 de ‘DE’ in Chinese, our study of the expression of endurant/perdurant ontological dichotomy in Chinese has implications for future studies on the relation between ontology and language as knowledge systems. For instance, event and kinds as endurant individuals are not specified in the current version of upper ontology of BFO, DOLCE (as well as many other competing ontologies), and it remains open for further research to determine if the evidence from Chinese classifiers requires the addition of such nodes. Moreover, as the classifier system involves both description and measurement of different qualities, a full explanatory account of the system must address the interaction between entity and quality. For example, further work needs to be done to determine if such qualities are better treated independently of entities (i.e. the DOCLE approach) or as dependent on entities in order to allow shift of ontological views (i.e. the BFO approach). This is a fundamental ontological decision and I hope that further exploration of the linguistic expressions of ontology in Chinese will shed light on this important issue.
Last but not the least, as mentioned earlier, the standard position of current studies on ontology is that the formal ontology is the rigorous and logically robust system which is the shared foundation of knowledge representation through either domain specific (and potentially inconsistent) local ontologies, as well as less rigorous and potentially conflicting language specific ontologies. However, as I have shown that a linguistic system such as Chinese can encode (and manipulate) basic ontological concepts, the notion of a formal ontological system existing a priori and independent of language usages needs to be challenged, as the results herein demonstrate that ontological notions can be verified by their expressions in linguistic systems. It also suggests that manipulations of linguistic expressions of ontological notions may reflect how ontological notions evolve.
aThe actual design of BFO allows ontological dichotomy as well as reduction to either type of ontologies: three-dimensional SNAP ontologies without temporal dimension; versus four-dimensional SPAN ontologies incorporating spatiotemporal information Grenon and Smith (2004).
bAlthough Chinese classifier system does involve quality and our data poses interesting challenges to different ontological systems, it is beyond the scope of this paper to resolve this issue and we will simply note possible implications without attempting a full ontological account of Quality.
cIn context, a reading of ‘bought three things’ referring to three separate objects is also possible, provided that these three objects belong to three separate types.
dThis is an example where two alternative ontological views on how quality should be treated may lead to different accounts and predictions. If we take BFO’s approach, which has Quality as part of a SNAP ontology, an intuitive account would be that the price specification is simply a Quality associated with a continuant/endurant. I.e. the kind classifier system allows additional quality description (such as the published price) of an enduring entity. The DOLCE view where Quality and Quantity are ontologically independent will require a more elaborate system to account for why one quality is considered endurant while the other is not.
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This paper is dedicated to the memory of Y. R. Chao and his groundbreaking research on Chinese grammar. Studies reported in this paper were partially supported by Hong Kong Research Grant Council GRF grants no. 543512. I would like to thank the organizers and audience of the 2012 Y. R. Chao Forum on linguistics at the Hong Kong Institute of Education, where an earlier version of this paper was first presented. I would like to thank Kathleen Ahrens, Yen-Hwei Lin, Adam Pease, Francesca Quattri, Dingxu Shi and William S.Y. Wang as well as Lingua Sinica reviewers for their comments on various versions of this paper. Any remaining errors, of course, are my own responsibility.
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Huang, C. Notes on Chinese grammar and ontology: the endurant/perdurant dichotomy and Mandarin D-M compounds. lingua. sin. 1, 1 (2015). https://doi.org/10.1186/s40655-015-0004-6
- Event Classifier
- Individual Classifier
- Linguistic Expression
- Head Noun
- Common Noun